Initial Setup: Work with the investment advisor and legal/tax counsel to structure the investment fund.

Vendor Selection: Leverage strategic industry relationships to select a custom suite of fund service providers, including legal, compliance, administrator, audit, tax, software, custodian, banker and prime broker.

Implementation and Integration: Execute on initial setup, vendor selection and work with investment advisor’s internal team to optimize the process flow. Launch the fund.

Participate in fundraising and investor due diligence meetings.

Speak at conferences as the CFO of the Investment Advisor.

Coordinate investor-led Operational Due Diligence reviews.

Establish an institutional quality compliance program and produce materials to comply with U.S. Securities and Exchange Commission (SEC) regulations.

Provide regular SEC audit support, and prepare all regulatory filings for Exempt Reporting Advisor (ERA) and Registered Investment Advisors (RIA), including Form PF, Form ADV, Reg D and AIFMD.

Accounting and Financial Reporting: Oversee and review administrator prepared books and records including fee calculations, net asset value and internal rate of return.

Audit & Tax: Work with fund auditors and tax accountants to set up, plan and issue the audited financial statements (GAAP and IFRS standards) and regulatory tax filings. Work with auditors, administrator and tax advisor to monitor ASC 820, Fair Value Measurements, ASC 740 (FIN48), Accounting for Uncertain Tax Positions, Unrelated Business Taxable Income (UBTI) and Effectively Connected Income (ECI).

Accounting: Monthly bookkeeping including accounts payable and receivable, wire preparation, budgeting and cashflow forecasting.

Financial Statement Preparation: Quarterly preparation and review of management company financial statements.

Regulatory & Tax: Work with tax advisor to file quarterly tax estimates and year-end tax returns.